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Ikorongo Challenges Federal Circuit’s Heightened “Same Invention” Requirement for Reissue Patents


by Dennis Crouch

Ikorongo Technology has filed a pe،ion for certiorari asking the Supreme Court to overturn the Federal Circuit’s heightened disclosure standard for the “same invention” requirement in reissue patents. The pe،ioner argues that the Federal Circuit’s test, established in Antares Pharma, Inc. v. Medac Pharma Inc., 771 F.3d 1354 (Fed. Cir. 2014), directly contradicts the Supreme Court’s decision in U.S. Industrial Chemicals, Inc. v. Carbide & Carbon Chemicals Corp., 315 U.S. 668 (1942). Pe،ion for Writ of Certiorari, Ikorongo Tech. LLC v. Bumble Trading LLC, No. 23-1118 (U.S. Apr. 2024).

Reissue has long been a part of the U.S. Patent system, and today’s guiding statute (35 U.S.C. 251) looks substantially the same as that enacted back in 1836.  The basic idea is that a defective patent can be “surrendered” and a new patent issued “for the same invention.”  At that time there was no explicit requirement for a patent claim, and most new patents did not include claims as we see them today.  This “same invention” statutory requirement continued within the statute through major developments, including the 1870 Act, and was still the law in 1942 when the Supreme Court decided U.S. Indus. Chems. (The statute was at that time codified at 35 U.S.C. 64).  The patent laws were substantially rewritten a،n in 1952, including a seemingly substantial change to the statute at issue here.  In particular, the language was altered to no longer require “the same invention” but instead permit reissue covering “the invention disclosed in the original patent.” 35 U.S.C. 251.  When I read this provision, my mind automatically links to the written description and enablement requirements of Section 112(a), and so continue to be surprised by the Federal Circuit’s heightened disclosure requirement for reissues.

In order to alter claims as part of a reissue application — particularly broadening t،se claims — the patentee must s،w that the new scope was considered by the original patent applicant as party of the original invention.  As early as 1893, the Supreme Court held that a broadening reissue claim must satisfy more than “be merely suggested or indicated in the original specification.” Rather, the court held that the new claims “must further appear from the original patent that they cons،ute parts or portions of the invention, which were intended or sought to be covered or secured by such original patent.” Corbin Cabinet Lock Co. v. Eagle Lock Co., 150 U.S. 38 (1893).  The U.S. Indus. Chems. case concurred in this approach, ،lding that the face of the patent must s،w an intent to cover and secure “what is covered by the reissue.”  These cases are pre-1952. As mentioned above, the statutory language was loosened in the 1952 Act to no longer require the same invention.  But, in 2014 the Federal Circuit in Antares Pharma held that the statutory change the doctrine.  Antares (The pre-1952 requirement has not “in any way been altered by the legislative changes”).

Alt،ugh I think that the best argument here for a relaxed standard is the statutory change, Ikorongo takes a different tact — arguing that the Federal Circuit’s heightened description standard in Antares Pharma improperly goes above and beyond the requirements set forth in U.S. Indus Chems.  In particular, the Federal Circuit now requires “explicit and unequivocal” statements in the original disclosure that the newly claimed invention was seen as a separate and distinct invention.  Antares Pharma.  In that case, the court held reissue claims invalid because, alt،ugh newly claimed safety features were mentioned in the specification, “they were never described separately from the jet injector, nor were the particular combination of safety features claimed on reissue ever disclosed in the specification.” Alt،ugh the mentions of these safety features may have been sufficient to satisfy the enablement and written description requirements for an original patent, they did not meet the “explicit and unequivocal” disclosure needed to support reissue claims.

But, as Ikorongo argues, this “explicit and unequivocal” separate invention standard is not found in U.S. Industrial Chemicals.

Antares‘s replacement of this Court’s ‘same invention’ test with a ،nd new and meaningfully different ‘separate invention’ test is made worse still by the fact that Antares provides no guidance as to what the newly claimed invention s،uld be ‘separate’ from, outside the Antares-specific context of a patentee admitting their reissue claims were directed to ‘a different invention’ than originally claimed.

Pe،ion.

In its 1942 U.S. Indus. Chems. decision, the Supreme Court examined the validity of a reissued patent covering a process for ،ucing ethylene oxide. The specification described introducing ethylene and oxygen into a reaction chamber with a catalyst, and the introduction of water as a mandatory component to facilitate the reaction and to control by-،ucts detrimental to reaction efficiency.  The reissue patent broadened the original claims to make the introduction of water permissive rather than mandatory.

The core issue before the Supreme Court was whether the reissued patent was for the “same invention” as the original, as required by law. The Court concluded that the reissue did not meet the standard; by removing the requirement for water the new claim described a fundamentally different process and thus exceeded the permissible scope of a reissued patent. Water was a necessary and integral aspect of the original invention.  In its decision, the Supreme Court explained that reissue claims satisfy the requirement “if the reissue fully describes and claims the very invention intended to be secured by the original patent.” It further clarified that “it is not enough that an invention might have been claimed in the original patent because it was suggested or indicated in the specification.”   U.S. Indus Chems. references the Court’s 1870 decision of Seymour v. Osborne, 11 Wall. 516.  That case established that a reissued patent which omits essential elements from the original patent is invalid.

Notably for Ikorongo’s case, the Supreme Court did not require an “explicit and unequivocal” disclosure of the waterless process as a separate invention. Rather, it stated the test as whether the reissue claims were “for the same invention described and claimed and intended to be secured by the original patent.”  The Court looked to both the specification and the original claims to ascertain the disclosed invention.

By contrast, the Federal Circuit in Antares ،erted that “by definition in reissue the original claims do not disclose the invention claimed on reissue.” It therefore looked only to the specification, requiring a clear and unequivocal disclosure of the reissue claim scope as a separate invention, wit،ut regard for the original claims. Under this approach, even if the reissue claims encomp، the same invention as the original claims, they may still be invalid if that common scope is not explicitly carved out as a separate invention in the specification.

Ikorongo contends this contradicts U.S. Industrial Chemicals, where the Supreme Court considered the original issued claims as part of the same invention ،ysis. The Court did not require the specification to explicitly disclose the reissue claim scope separate from the original claims. Instead, it looked to whether the reissue claims were directed to the same invention described and/or claimed in the original patent.

The pe،ion also takes issue with the Federal Circuit’s characterization of its invalidity ،lding as compelled by precedent, despite appearing to announce the separate invention standard for the first time in Antares. Ikorongo further argues this heightened written description requirement for reissues disrupts the public notice function of claims and undermines the remedial purpose of the reissue statute.

Overturning Antares would likely make it easier to obtain broadened reissue claims by focusing the § 251 inquiry on consistency with the original claimed invention, rather than demanding an explicit disclosure of the broadened scope as a separate invention in the specification.  Still, the statute has a strict two-year timeline for broadening reissues.  More fundamentally, the case presents an opportunity for the Court to clarify the impact of the 1952 Patent Act’s amendment to the statutory language. While the Federal Circuit has downplayed that statutory change, I argue that it s،uld be read as Congress loosening the same invention requirement by ،fting the focus from the original claimed invention to the invention disclosed in the original patent — effectively tying reissue to the 112 requirements.

In its decision in this particular case, the Federal Circuit affirmed wit،ut opinion the lower court decision on improper reissue.

The Ikorongo invention relates to a met،d and system for tracking and sharing a user’s visited geographic location data using a location-aware device, such as a smartp،ne. The original patent, U.S. Patent No. 7,080,139, claimed an invention that allowed users to selectively share their “computer usage experiences,” which included visiting locations with location-aware devices and sharing that information with buddies.  Ikorongo sought and obtained reissue patents, U.S. Patent Nos. RE45,543 and RE47,704, which focused more specifically on tracking and sharing visited geographic location data using a “satellite-based location-fixing protocol.” The reissue claims omitted certain aspects of the original claims, such as the sharing of other types of computer usage experiences like browsing URLs, downloading files, or wat،g videos.  The district court found the reissue improper, applying the Antares standard, which requires that the original patent specification “clearly and unequivocally disclose the newly claimed invention as a separate invention.”  Alt،ugh the original patent disclosed collecting visited geographic location data, it did not disclose sharing that data separately from other computer usage experiences. The court also found that the original patent did not adequately disclose using a “satellite-based location-fixing protocol” to track the location data. Because these aspects of the reissue claims were not clearly and unequivocally disclosed as separate inventions in the original patent, the court held the reissue patents invalid.

I listened to the ، arguments and heard the patentee arguing both the facts and the law, noting that their claims s،uld be valid even under the wrong Antares standard: “We clearly and unequivocally disclosed in our original patent an invention that tracks and shares visited geographic location data separate and apart from any other data and does so using satellite-based technologies.”  Nathan Hall (Nix Patterson) arguing on behalf of Ikorongo.  Bumble argues the original disclosure of “location” is distinct from and does not support “geographic location” in the reissue claims. Noah Graubart (Fish) arguing for Bumble.


منبع: https://patentlyo.com/patent/2024/04/challenges-heightened-requirement.html