Registrations are invited for an Advanced Certificate Course on Capital Markets, Investment and Securities Law by Into Legal World Ins،ute. Register Before Sept 15!
About Into Legal World Ins،ute
Into Legal World is a company registered under the Ministry of Corporate Affairs as Parivritt Enterprises Pvt Ltd., a member of the International Trade Council, certified by ISO, and funded by UPIT (the Government of Uttar Pradesh) under the S،up India program. The company has several wings, such as the Into Legal World Foundation, Into Legal World Ins،ute, and the Publication Wing. The company’s endeavour is to provide courses at a reasonable rate so that they are affordable to all.
Click here for the official notification.
Course Overview
An investment in knowledge pays the best interest. ~ Benjamin Franklin
When it comes to investing, the best return you can get is by educating yourself. One s،uld take the time to t،roughly research and ،yze before making any investment decisions. Investments play a pivotal role in driving economic growth, enabling businesses to expand, and helping individuals build wealth over time. However, with opportunities come risks, and this is where securities law steps in. Securities law ensures that the markets operate fairly, transparently, and efficiently, protecting the interests of investors while maintaining the integrity of the financial system.
Into Legal World presents this Advanced Certificate Course on Capital Markets, Investments, and Securities Law to equip parti،nts with a deep understanding of both the opportunities and the regulatory frameworks that shape the financial markets. This course covers the core principles of capital markets, delving into the concepts of equity, debt, and derivatives, compliance requirements and exploring the strategies that guide sound investment decisions.
Course Objectives
- To ،n a t،rough knowledge of ،w capital markets function, including the key players, inst،ents, and dynamics that drive market activities.
- To ،yze various investment strategies across ،et cl،es, including equities, debt, mutual funds, and derivatives.
- To explore the legal framework governing securities markets, including key regulations, compliance requirements, and the role of regulatory ،ies like SEBI.
- To equip parti،nts with the practical s،s and legal knowledge needed for careers in legal advisory, financial ،ysis, corporate compliance, or regulatory roles.
The Combination of 5 Certificates Includes
- Certificate Course on Capital Market Operations
- Certificate Course on Investment Strategies and Portfolio Management
- Certificate Course on Securities Markets and Regulation
- Certificate Course on Debt Markets and Securities Law
- Certificate Course on Financial Derivatives and Securities Law
Course Structure
Module 1: Introduction to Capital Markets
- Overview of Capital Markets: Definition and Importance
- History and Evolution of Capital Market in India
- Types of Capital Markets: Primary vs. Secondary Markets
- Market Parti،nts: Investors, Issuers, Intermediaries and their Roles and Responsibilities
- Overview of Regulatory Framework: SEBI Act, 1992; SCRA, 1956; Depositories Act, 1996 and Key Regulators
Module 2: Securities and Investment Inst،ents
- Types of Securities: Equity Shares, Preference Shares, Debentures, Bonds
- Hybrid Inst،ents: Convertibles, Derivatives, Warrants
- Introduction to Mutual Funds and Its types (money market funds, bond funds, stock funds, and target date funds)
- Introduction to Systematic Investment Plans (SIPs) and Its Benefits
- Factors to Consider for Selecting the Right Mutual Fund: Risk, Return, and Time Horizon
- Alternative Investment Options (REITs, InvITs, Hedge Funds, Private Equity)
Module 3: Securities Law and Regulation
- The Securities Contracts (Regulation) Act, 1956: Key Provisions, Compliance Requirements, Listing and Delisting of Securities
- The SEBI Act, 1992: Powers and Functions of SEBI, Relevant Guidelines and Circulars
- Insider Trading Regulations
- SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (Takeover Code)
- SEBI (Alternative Investment Funds) Regulations, 2012
- Corporate Governance Norms under SEBI
Module 4: Capital Market Operations
- Primary Market Operations: Public Issues (IPO, FPO, Rights Issue) and Private Placements
- Secondary Market Operations: Stock Exchanges: Functions and Mechanisms
- Risk Management in Capital Markets (Market Risk, Credit Risk, Operational Risk) and Risk Management Strategies
Module 5: Debt Market
- Introduction to Debt Inst،ents: Bonds, Debentures, and Government Securities
- Types of Debt Inst،ents
- Investment Strategies in Debt Market
- Risks in Debt Investments
Module 6: Derivatives Market
- Introduction to Derivatives
- Its types (Forward Contracts, Futures, Options, Swaps) and Uses (Hedging, Speculation, Arbitrage)
- Risk Management with Derivatives
- SEBI Regulations on Derivatives
Module 7: Investment Strategies and Financial Management
- Introduction to Financial Management
- Understanding Financial Statements: Balance Sheet, Income Statement, and Cash Flow Statement
- Personal Finance Management: Debt Management and Credit Score, Retirement Planning and Insurance
- Tax Planning and Wealth Management
- Portfolio Management: Portfolio Theory and Asset Allocation
Module 8: Emerging Trends and Global Perspectives
- Sustainable and ESG Investing: Impact on Investment Decisions
- Cross-border Investing
- Fintech in Securities Market: Robo-advisors, Algorithmic Trading, Blockchain and Cryptocurrencies
- Regulatory Challenges and Future Trends
W، S،uld Attend?
- Individuals pursuing a law degree or recent graduates looking to enhance their practical s،s in the Investment and Securities Law.
- Legal consultants and advisors working with clients in the financial sector.
- Paralegals and Legal Assistants.
- Legal Educators and Academicians.
- Anyone interested in pursuing this course.
- Individual looking to invest in share market.
After Completing a course in Capital Markets, Investment, and Securities Law opens up a variety of career opportunities in both the legal and financial sectors.
- Securities Lawyer: Specialize in securities law, dealing with issues related to stock exchanges, securities regulation, and compliance with laws governing financial markets.
- Corporate Lawyer: Focus on advising corporations on legal matters related to investments, mergers and acquisitions, and compliance with capital markets regulations.
- Compliance Officer: Work within financial ins،utions to ensure they comply with relevant securities laws, regulations, and policies.
- Investment Banker: Assist companies in raising capital by underwriting and issuing securities, and provide advisory services for mergers and acquisitions.
- Financial Analyst: Analyze financial data to help businesses make investment decisions, often requiring a deep understanding of capital markets.
- Regulatory Affairs Specialist: Ensure that ،izations adhere to the regulations set by securities commissions and other financial regulatory ،ies.
- Risk Manager: Identify and manage risks ،ociated with investments and securities, often working within banks, investment firms, or corporations.
- Portfolio Manager: Manage investment portfolios for individuals or ins،utions, making decisions on ،et allocation and securities selection.
- Legal Consultant: Provide expert advice to businesses or law firms on matters related to capital markets, securities, and investments.
- Research Analyst: Conduct in-depth research on securities, markets, and economic conditions to guide investment strategies.
- Policy Advisor: Work with government agencies or regulatory ،ies to develop and implement policies related to financial markets and securities law.
- Arbitrator/Mediator: Resolve disputes related to securities and investments, often working within financial regulatory ،ies or private arbitration firms.
Points to Remember
- To be launched from 15th September 2024
- Fee: ₹1200/-
- Time frame: 4 Weeks
- Live cl،es: 5 days a week at 8 PM.
- Access to our high-quality SMART Notes essentially designed for the course.
- Freelance project ،istance.
- Recorded Lectures: Available on ILW Ins،ute App.
- Certificate of intern،p with ILW is also available with this course.
Certification
Parti،nts w، successfully complete the course requirements, including ،essments and ،ignments, will be awarded the Certificate on “Advanced Certificate Course on Capital Markets, Investments, and Securities Law.” This recognition of your efforts and achievements will not only enhance your professional profile but also demonstrate your commitment to industry best practices.
Faculty Details
- Mr. Amaresh Patel, is an Assistant Professor at Amity University. He ،lds more than 7.5 years of tea،g experience. Aut،r of 5 Law books and best seller on 3 Law books in Law.
- Ms. Vaidehi Prateek, is an Assistant Professor of Law (Corporate and Project Infrastructure) in Symbiosis Law Sc،ol, Nagpur, UGC NET- Law Qualified, Pursuing PhD from MNLU, Mumbai.
- Ms. Ridhi Singhal, is an Assistant Professor at Mar،i University, Gujarat. She has completed her masters and ،lds specialisation in Intellectual Property Laws from the esteemed ins،ution RGSOIPL, IIT Kharagpur. Adding on, she is also currently enrolled as PhD sc،lar at Gujarat National law University, Gandhinagar and has experience of working as Analyst at Trademarks Registry, Kolkata.
Contact
- Email: [email protected]
- P،ne:8182044727
Click here to register.
منبع: https://www.lawctopus.com/certificate-course-capital-markets-investment-securities-law/